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Robinhood to pay $45 million to settle SEC charges over recordkeeping, other violations
Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and other rule violations.
Robinhood to Pay $45 Million SEC Settlement Over Data Breach, Other Violations
Millions of customer names and emails were exposed by a 2021 hack.
Robinhood Agrees to $45 Million SEC Settlement Over Past Violations
Robinhood shares are slightly up after the SEC imposed a $45 million fine for regulatory violations, including issues with trading activity reporting, cybersecurity, and recordkeeping.
Robinhood to pay $45M to resolve range of SEC claims
The Securities and Exchange Commission announced that broker-dealers Robinhood (HOOD) Securities LLC and Robinhood Financial LLC have agreed to
Robinhood to pay $45 mln to settle SEC charges over recordkeeping, other violations
Online trading firm Robinhood Markets has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade reporting and other rule violations, the regulator said on Monday.
SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges that they violated more than 10 separate securities law provisions related to their brokerage operations.
Robinhood to Pay $45 Million to Settle SEC Claims
Two units of Robinhood Markets Inc. agreed to pay $45 million in civil penalties to settle a range of US Securities and Exchange Commission allegations, the regulator said Monday.
Robinhood agrees to pay $45M in SEC settlement
Robinhood has agreed to fork out $45 million to settle an investigation by the Securities and Exchange Commission over several alleged violations, reported the Wall Street Journal on Monday. The settlement is being made via two of Robinhood’s brokerage units.
SEC Charges Robinhood Over 10 Violations, Including Identity Theft And Trading Data Failures
Robinhood Securities LLC and Robinhood Financial LLC agreed to pay $45 million in penalties to settle SEC charges of violating over ten securities law provisions. The SEC detailed failures in reporting suspicious trading,
Robinhood Reaches $45M SEC Settlement, Crypto Arm Investigation Still Ongoing
Robinhood reaches a $45 million settlement with the SEC over securities law violations. The settlement does not address ongoing investigations into Robinhood’s cryptocurrency operations. This
2d
on MSN
Is Robinhood Markets Stock a Buy Now?
Robinhood Markets (NASDAQ: HOOD) has staged an impressive comeback, with its stock soaring approximately 230% to $40 per ...
Hosted on MSN
1d
Robinhood named best idea for 2025 in Bernstein's digital assets coverage
Bernstein analyst Gautam Chhugani on Tuesday named
Robinhood Markets
(NASDAQ:HOOD) the best idea for 2025 within his global ...
1d
Robinhood Tapped as Top 2025 Crypto Pick Amid Potential SEC Policy Shift Under Trump Presidency
With reference to possible legislative changes under a Trump presidency, Bernstein analyst Gautam Chhugani chooses Robinhood ...
19h
Why Robinhood Stock Was Moving Higher Today
Shares of Robinhood Markets ( HOOD 5.48%) were gaining today after the company agreed to pay $45 million to settle claims ...
2d
New Buy Rating for Robinhood Markets (HOOD), the Technology Giant
Barclays analyst Benjamin Budish maintained a Buy rating on Robinhood Markets (HOOD – Research Report) today and set a price target of $54.00.
23h
Spotlight on Robinhood Markets: Analyzing the Surge in Options Activity
Options trading presents higher risks and potential rewards. Astute traders manage these risks by continually educating themselves, adapting their strategies, monitoring multiple indicators, and ...
1d
Robinhood stock rises on bullish analyst outlook
Robinhood's stock performance has been robust, with shares up approximately 200% in 2024. The company recently settled ...
3d
on MSN
Robinhood Markets: Buy, Sell, or Hold?
This industry disruptor earned its reputation on meme stocks but aspires to become a do-it-all platform for your financial ...
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