Robinhood to pay $45 million to settle SEC charges over recordkeeping, other violations
Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and other rule violations.
Robinhood to Pay $45 Million SEC Settlement Over Data Breach, Other Violations
Millions of customer names and emails were exposed by a 2021 hack.
Robinhood Agrees to $45 Million SEC Settlement Over Past Violations
Robinhood shares are slightly up after the SEC imposed a $45 million fine for regulatory violations, including issues with trading activity reporting, cybersecurity, and recordkeeping.
Trump’s SEC should be good for Robinhood. The platform’s latest SEC settlement is proof of that.
While that case is still ongoing, a change in SEC leadership could affect the regulator’s enforcement principles. “The new administration may not be as interested in Robinhood
Robinhood agrees to pay $45M in SEC settlement
Robinhood has agreed to fork out $45 million to settle an investigation by the Securities and Exchange Commission over several alleged violations, reported the Wall Street Journal on Monday. The settlement is being made via two of Robinhood’s brokerage units.
Robinhood Is Fined $45 Million Over a New Set of Securities Violations
The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, among other infractions.
Robinhood to pay biggest fine among more than $100mn imposed by SEC
Broker agrees $45mn settlement as part of data breach while Blackstone and KKR among those penalised by US regulator
SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges that they violated more than 10 separate securities law provisions related to their brokerage operations.
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Robinhood Stock Soars As Analysts Hail Brokerage As ‘Financials’ Finest’ And ‘Best Idea’: Retail Turns Ecstatic
Shares of financial services firm Robinhood Markets Inc (HOOD) surged over 10% on Wednesday to hit over three-year highs ...
Is Robinhood Markets Stock a Buy Now?
Robinhood Markets (NASDAQ: HOOD) has staged an impressive comeback, with its stock soaring approximately 230% to $40 per ...
Robinhood Tapped as Top 2025 Crypto Pick Amid Potential SEC Policy Shift Under Trump Presidency
With reference to possible legislative changes under a Trump presidency, Bernstein analyst Gautam Chhugani chooses Robinhood ...
Spotlight on Robinhood Markets: Analyzing the Surge in Options Activity
Options trading presents higher risks and potential rewards. Astute traders manage these risks by continually educating themselves, adapting their strategies, monitoring multiple indicators, and ...
Robinhood Markets: Buy, Sell, or Hold?
This industry disruptor earned its reputation on meme stocks but aspires to become a do-it-all platform for your financial ...
New Buy Rating for Robinhood Markets (HOOD), the Technology Giant
Barclays analyst Benjamin Budish maintained a Buy rating on Robinhood Markets (HOOD – Research Report) today and set a price target of $54.00.
Robinhood stock rises on bullish analyst outlook
Robinhood's stock performance has been robust, with shares up approximately 200% in 2024. The company recently settled ...
Upstart, Robinhood, and Opendoor Are All Spiking on Wednesday -- Here's Why They Could Go Even Higher
Lending technology platform Upstart ( UPST 8.45%) was higher by 12%, innovative brokerage app provider Robinhood ( HOOD 9.33% ...
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Robinhood named best idea for 2025 in Bernstein's digital assets coverage
Bernstein analyst Gautam Chhugani on Tuesday named Robinhood Markets (NASDAQ:HOOD) the best idea for 2025 within his global ...