* LPL total AUM includes brokerage and advisory assets. LPL Fixed Annuities figure includes both fixed and variable annuities. LPL Mutual Funds figure includes 529 plans and ETFs.
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Aug 29, 2024 · A former First Republic broker in Miami has been ordered by a Finra panel to repay nearly $12 million in outstanding loans he was given as part of a bonus agreement when he was hired by the bank ...
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